Ronald Allen Louks - 03 Sep 2021 Form 4 Insider Report for NantHealth, Inc.

Signature
/s/ Brandon Villery, as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
03 Sep 2021
Net transactions value
-$39,694
Form type
4
Filing time
09 Sep 2021, 21:16:31 UTC
Next filing
13 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NHIQ Common Stock Options Exercise $828 +1,505 +0.67% $0.5501 227,362 03 Sep 2021 Direct
transaction NHIQ Common Stock Sale $3,515 -1,505 -0.66% $2.34 225,857 03 Sep 2021 Direct F1
transaction NHIQ Common Stock Options Exercise $9,139 +16,613 +7.4% $0.5501 242,470 07 Sep 2021 Direct
transaction NHIQ Common Stock Sale $38,148 -16,613 -6.9% $2.30 225,857 07 Sep 2021 Direct F2
transaction NHIQ Common Stock Options Exercise $2,585 +4,700 +2.1% $0.5501 230,557 08 Sep 2021 Direct
transaction NHIQ Common Stock Sale $10,583 -4,700 -2% $2.25 225,857 08 Sep 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NHIQ Stock Option (right to buy) Options Exercise $0 -1,505 -0.27% $0.000000 548,495 03 Sep 2021 Common Stock 1,505 $0.5501 Direct F4
transaction NHIQ Stock Option (right to buy) Options Exercise $0 -16,613 -3% $0.000000 531,882 07 Sep 2021 Common Stock 16,613 $0.5501 Direct F4
transaction NHIQ Stock Option (right to buy) Options Exercise $0 -4,700 -0.88% $0.000000 527,182 08 Sep 2021 Common Stock 4,700 $0.5501 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average share price of an aggregate total of 1,505 shares sold in the price range of $2.31 to $2.38 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Represents the weighted average share price of an aggregate total of 16,613 shares sold in the price range of $2.25 to $2.32 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Represents the weighted average share price of an aggregate total of 4,700 shares sold in the price range of $2.25 to $2.26 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Subject to the reporting person continuing as a service provider, the shares subject to the option shall vest as follows, fifty percent (50%) of the shares subject to the option shall vest on the one (1) year anniversary from the date of grant, and twenty-five percent (25%) of the remaining shares subject to the option shall vest annually thereafter, so that the option is fully vested on the three (3) year anniversary date.