Ronald Allen Louks - Sep 3, 2021 Form 4 Insider Report for NantHealth, Inc. (NHIQ)

Role: Chief Operating Officer
Signature: /s/ Brandon Villery, as Attorney-in-Fact
Stock symbol: NHIQ
Transactions as of: Sep 3, 2021
Transactions value $: -$39,694
Form type: 4
Date filed: 9/9/2021, 09:16 PM
Next filing: Sep 13, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NHIQ	Common Stock	Options Exercise	$828	+1.51K	+0.67%	$0.55	227K	Sep 3, 2021	Direct
transaction	NHIQ	Common Stock	Sale	-$3.51K	-1.51K	-0.66%	$2.34	226K	Sep 3, 2021	Direct	F1
transaction	NHIQ	Common Stock	Options Exercise	$9.14K	+16.6K	+7.36%	$0.55	242K	Sep 7, 2021	Direct
transaction	NHIQ	Common Stock	Sale	-$38.1K	-16.6K	-6.85%	$2.30	226K	Sep 7, 2021	Direct	F2
transaction	NHIQ	Common Stock	Options Exercise	$2.59K	+4.7K	+2.08%	$0.55	231K	Sep 8, 2021	Direct
transaction	NHIQ	Common Stock	Sale	-$10.6K	-4.7K	-2.04%	$2.25	226K	Sep 8, 2021	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NHIQ	Stock Option (right to buy)	Options Exercise	$0	-1.51K	-0.27%	$0.00	548K	Sep 3, 2021	Common Stock	1.51K	$0.55	Direct	F4
transaction	NHIQ	Stock Option (right to buy)	Options Exercise	$0	-16.6K	-3.03%	$0.00	532K	Sep 7, 2021	Common Stock	16.6K	$0.55	Direct	F4
transaction	NHIQ	Stock Option (right to buy)	Options Exercise	$0	-4.7K	-0.88%	$0.00	527K	Sep 8, 2021	Common Stock	4.7K	$0.55	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the weighted average share price of an aggregate total of 1,505 shares sold in the price range of $2.31 to $2.38 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2	Represents the weighted average share price of an aggregate total of 16,613 shares sold in the price range of $2.25 to $2.32 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3	Represents the weighted average share price of an aggregate total of 4,700 shares sold in the price range of $2.25 to $2.26 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4	Subject to the reporting person continuing as a service provider, the shares subject to the option shall vest as follows, fifty percent (50%) of the shares subject to the option shall vest on the one (1) year anniversary from the date of grant, and twenty-five percent (25%) of the remaining shares subject to the option shall vest annually thereafter, so that the option is fully vested on the three (3) year anniversary date.