David Springer - 31 Aug 2021 Form 4 Insider Report for FTC Solar, Inc. (FTCI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
02 Sep 2021, 16:05:09 UTC
Next SEC filing
11 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jacob D. Wolf, as Attorney-in-Fact

Key filing fact

David Springer filed Form 4 for FTC Solar, Inc. (FTCI) on 02 Sep 2021.

Key facts

  • This page summarizes David Springer's Form 4 filing for FTC Solar, Inc. (FTCI).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 02 Sep 2021, 16:05.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FTCI transaction

COMMON STOCK

Award

Transaction value
$0
Shares
+33,119
Change %
+0.43%
Price
$0.000000
Shares after
7,746,494
Date
31 Aug 2021
Ownership
Direct
Footnotes
F1
FTCI holding

COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,474,001
Date
31 Aug 2021
Ownership
By Trust
Footnotes
F2
FTCI holding

COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
329,867
Date
31 Aug 2021
Ownership
By Trust
Footnotes
F3
FTCI holding

COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
247,400
Date
31 Aug 2021
Ownership
By Trust
Footnotes
F4
FTCI holding

COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
247,400
Date
31 Aug 2021
Ownership
By Trust
Footnotes
F5
FTCI holding

COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
32,987
Date
31 Aug 2021
Ownership
By Trust
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

The Reporting Person received this grant of securities from the Issuer in respect of his service on the board of directors of the Issuer.

Footnote F2

These shares are owned directly by the DS 2021 GRAT for the benefit of the Reporting Person. The Reporting Person (a) is the sole trustee, (b) has sole voting and dispositive power with respect to the shares held by the trust and (c) has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the DS 2021 GRAT. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Footnote F3

These shares are owned directly by the KC 2021 Trust for the benefit of the Reporting Person's fiancee. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the KC 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Footnote F4

These shares are owned directly by the JT 2021 Trust. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the JT 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Footnote F5

These shares are owned directly by the SF 2021 Trust. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the SF 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Footnote F6

These shares are owned directly by the KNS 2021 Trust for the benefit of the Reporting Person's sister. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the KNS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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