Katherine Nauman - Aug 27, 2021 Form 3 Insider Report for Petco Health & Wellness Company, Inc. (WOOF)

Role
Chief Marketing Officer
Signature
/s/ Ilene Eskenazi, as Attorney-in-Fact
Stock symbol
WOOF
Transactions as of
Aug 27, 2021
Transactions value $
$0
Form type
3
Date filed
9/1/2021, 06:58 PM
Next filing
Sep 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WOOF Class A Common Stock 11.7K Aug 27, 2021 Direct F1
holding WOOF Class A Common Stock 2.75K Aug 27, 2021 By Nauman Family Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WOOF Employee Stock Option (right to buy) Aug 27, 2021 Class A Common Stock 12.9K $18.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 11,667 restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The RSUs vest in the following installments: (i) 34% on the first anniversary of 1/13/2021 (the "Grant Date"); (ii) 16.5% on the date that is 18 months following the Grant Date; (iii) 16.5% on the second anniversary of the Grant Date; (iv) 16.5% on the date that is 30 months following the Grant Date; and (v) 16.5% on the third anniversary of the Grant Date.
F2 Represents Class A Common Stock previously purchased by the Nauman Family Trust in the Issuer's directed share program in connection with its initial public offering.
F3 Represents options to purchase Class A Common Stock granted under the 2021 Plan. The options vest in the following installments: (i) 34% on the first anniversary of the Grant Date; (ii) 16.5% on the date that is 18 months following the Grant Date; (iii) 16.5% on the second anniversary of the Grant Date; (iv) 16.5% on the date that is 30 months following the Grant Date; and (v) 16.5% on the third anniversary of the Grant Date.

Remarks:

Exhibit 24.1 - Power of Attorney