Jeffrey Dierks - 26 Aug 2021 Form 4 Insider Report for Harmony Biosciences Holdings, Inc. (HRMY)

Role
Chief Commercial Officer
Signature
/s/ Christian Ulrich, Attorney-in-fact for Jeffrey Dierks
Issuer symbol
HRMY
Transactions as of
26 Aug 2021
Net transactions value
-$134,525
Form type
4
Filing time
30 Aug 2021, 16:30:20 UTC
Previous filing
16 Jun 2021
Next filing
03 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HRMY Common Stock Options Exercise $13,152 +1,600 $8.22* 1,600 26 Aug 2021 Direct
transaction HRMY Common Stock Sale $56,021 -1,600 -100% $35.01 0 26 Aug 2021 Direct F1, F2
transaction HRMY Common Stock Options Exercise $27,948 +3,400 $8.22* 3,400 27 Aug 2021 Direct
transaction HRMY Common Stock Sale $119,604 -3,400 -100% $35.18 0 27 Aug 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HRMY Stock Option Options Exercise $0 -1,600 -4.7% $0.000000 32,092 26 Aug 2021 Common Stock 1,600 $8.22 Direct F4
transaction HRMY Stock Option Options Exercise $0 -3,400 -11% $0.000000 28,692 27 Aug 2021 Common Stock 3,400 $8.22 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.045. The reporting person undertakes to provide the issuer, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.045. The reporting person undertakes to provide the issuer, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The stock option is currently vested with respect to 20,707 shares, and will vest with respect to the remainder of the shares in two equal annual installments beginning on October 2, 2021.