Blackstone Inc. - Aug 16, 2021 Form 4 Insider Report for Gates Industrial Corp plc (GTES)

Role
10%+ Owner
Signature
BTO GP L.L.C., By: Blackstone Holdings III L.P., its sole member, By: Blackstone Holdings III GP L.P., its GP, By: Blackstone Holdings III GP Management L.L.C., its GP, By: /s/ Tabea Hsi, Name: Tabea Hsi, Title: Senior Managing Director
Stock symbol
GTES
Transactions as of
Aug 16, 2021
Transactions value $
-$441,600,000
Form type
4
Date filed
8/18/2021, 05:07 PM
Previous filing
Jun 16, 2021
Next filing
Nov 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GTES Ordinary Shares Sale -$41.4M -2.7M -13.15% $15.36 17.8M Aug 16, 2021 See Footnotes F1, F2, F3, F9, F10, F11, F12
transaction GTES Ordinary Shares Sale -$203M -13.2M -13.15% $15.36 87.4M Aug 16, 2021 See Footnotes F1, F2, F4, F8, F9, F10, F11, F12
transaction GTES Ordinary Shares Sale -$196M -12.8M -13.15% $15.36 84.5M Aug 16, 2021 See Footnotes F1, F2, F5, F8, F9, F10, F11, F12
transaction GTES Ordinary Shares Sale -$672K -43.8K -13.15% $15.36 289K Aug 16, 2021 See Footnotes F1, F2, F6, F8, F9, F10, F11, F12
holding GTES Ordinary Shares 2.4M Aug 16, 2021 See Footnotes F7, F8, F9, F10, F11, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amount represents the $16.00 sale price Ordinary Share, less the underwriting discount of $0.64 per share.
F2 These Ordinary Shares may be evidenced by Depositary Receipts.
F3 Reflects securities held directly by BTO Omaha Holdings L.P. The general partner of BTO Omaha Holdings L.P. is BTO Omaha Manager L.L.C. The managing member of BTO Omaha Manager L.L.C. is Blackstone Tactical Opportunities Management Associates (Cayman) L.P. The general partners of Blackstone Tactical Opportunities Management Associates (Cayman) L.P. are BTO GP L.L.C. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd.
F4 Reflects securities held directly by Blackstone Capital Partners (Cayman) VI L.P.
F5 Reflects securities held directly by Blackstone GTS Co-Invest L.P.
F6 Reflects securities held directly by Blackstone Family Investment Partnership (Cayman) VI-ESC L.P.
F7 Reflects securities held directly by Omaha Aggregator (Cayman) L.P.
F8 The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.
F9 Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is Blackstone Inc. The sole holder of Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
F10 Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.
F11 Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
F12 Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.