Gordon F. Dugan - Aug 13, 2021 Form 3 Insider Report for NewLake Capital Partners, Inc. (NLCP)

Role
Director
Signature
/s/ Anthony Coniglio, attorney in fact
Stock symbol
NLCP
Transactions as of
Aug 13, 2021
Transactions value $
$0
Form type
3
Date filed
8/16/2021, 08:45 PM
Previous filing
Jun 21, 2021
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NLCP Common Stock, par value $0.01 per share 36K Aug 13, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NLCP Stock Options Aug 13, 2021 Common Stock 88K $24.00 Direct
holding NLCP OP Units Aug 13, 2021 Common Stock 54.9K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,500 restricted stock units that vested upon the effectiveness of the Issuer's Registration Statement on Form S-11 in connection with the Issuer's initial public offering. Such restricted stock units may be settled solely by delivery of an equal number of shares of Issuer's common stock
F2 Includes 54,921 units of limited partnership interests in the Issuer's operating partnership ("OP Units"). OP Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a one-for-one basis.