Rick Lucas - 13 Aug 2021 Form 4 Insider Report for ExOne Co

Role
Chief Technology Officer and Vice President of New Markets
Signature
/s/ Loretta L. Benec, attorney-in-fact for Rick Lucas
Issuer symbol
N/A
Transactions as of
13 Aug 2021
Net transactions value
$0
Form type
4
Filing time
16 Aug 2021, 20:00:53 UTC
Next filing
03 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XONE Common Stock, par value $0.01 Award $0 +3,538 +6.8% $0.000000 55,234 13 Aug 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock under The ExOne Company 2013 Equity Incentive Plan. Restricted stock vests in three equal annual installments beginning on the first anniversary of the grant date. As previously announced by The ExOne Company (the "Company"), on August 11, 2021 the Company entered into an Agreement and Plan of Merger with Desktop Metal, Inc. and two of its subsidiaries (the "Merger Agreement"). The restricted stock is subject to the terms of the Merger Agreement, and if the proposed merger transactions are consummated, will vest in accordance with the Company's Change of Control Severance Plan, as more fully described in the Company's Current Report on Form 8-K filed with the SEC on August 12, 2021.

Remarks:

Chief Technology Officer and Vice President of New Markets