Blackstone Holdings I L.P. - 03 Aug 2021 Form 3 Insider Report for OppFi Inc. (OPFI)

Role
10%+ Owner
Signature
BLACKSTONE HOLDINGS I L.P., By: Blackstone Holdings I/II GP, L.L.C., its general partner, Name: /s/ Tabea Hsi, Title: Senior Managing Director
Issuer symbol
OPFI
Transactions as of
03 Aug 2021
Net transactions value
$0
Form type
3
Filing time
13 Aug 2021, 12:12:49 UTC
Next filing
25 Oct 2021
SEC
View on sec.gov

Reporting Owners (7)

Name Relationship Address Signature Signature date CIK
Blackstone Holdings I L.P. 10%+ Owner C/O BLACKSTONE INC., 345 PARK AVENUE, 28TH FLOOR, NEW YORK BLACKSTONE HOLDINGS I L.P., By: Blackstone Holdings I/II GP, L.L.C., its general partner, Name: /s/ Tabea Hsi, Title: Senior Managing Director 13 Aug 2021 0001464694
Blackstone Aqua Master Sub-Fund, a sub-fund of Blackstone Global Master Fund ICAV 10%+ Owner C/O BLACKSTONE INC., 345 PARK AVENUE, 28TH FLOOR, NEW YORK BLACKSTONE GLOBAL MASTER FUND ICAV, ACTING SOLELY ON BEHALF OF ITS SUB-FUND, BLACKSTONE AQUA MASTER SUB-FUND, By: Blackstone Alternative Solutions L.L.C., its investment manager, Name: /s/ Peter Koffler, Title: Authorized Person 13 Aug 2021 0001876914
Blackstone Alternative Solutions L.L.C. 10%+ Owner C/O BLACKSTONE INC., 345 PARK AVENUE, 28TH FLOOR, NEW YORK BLACKSTONE ALTERNATIVE SOLUTIONS L.L.C, Name: /s/ Peter Koffler, Title: Authorized Person 13 Aug 2021 0001728531
Blackstone Holdings I/II GP L.L.C. 10%+ Owner C/O BLACKSTONE INC., 345 PARK AVENUE, 28TH FLOOR, NEW YORK BLACKSTONE HOLDINGS I/II GP L.L.C., Name: /s/ Tabea Hsi, Title: Senior Managing Director 13 Aug 2021 0001464695
Blackstone Inc 10%+ Owner 345 PARK AVENUE, 28TH FLOOR, NEW YORK BLACKSTONE INC., Name: /s/ Tabea Hsi, Title: Senior Managing Director 13 Aug 2021 0001393818
Blackstone Group Management L.L.C. 10%+ Owner C/O BLACKSTONE INC., 345 PARK AVENUE, 28TH FLOOR, NEW YORK BLACKSTONE GROUP MANAGEMENT, L.L.C., Name: /s/ Tabea Hsi, Title: Senior Managing Director 13 Aug 2021 0001404071
SCHWARZMAN STEPHEN A 10%+ Owner C/O BLACKSTONE INC., 345 PARK AVENUE, 28TH FLOOR, NEW YORK STEPHEN A. SCHWARZMAN, Name: /s/ Stephen A. Schwarzman 13 Aug 2021 0001070844

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OPFI Class A Common Stock 1,120,000 03 Aug 2021 See Footnotes F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OPFI Warrants (right to buy) 03 Aug 2021 Class A Common Stock 560,000 $11.50 See Footnotes F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects securities of OppFi Inc. (the "Issuer") directly held by Blackstone Aqua Master Sub-Fund, a sub-fund of Blackstone Global Master Fund ICAV ("Aqua Fund"). Blackstone Alternative Solutions L.L.C. ("BAS") is the investment manager of the Aqua Fund. Blackstone Holdings I L.P. ("Holdings I") is the sole member of BAS. Blackstone Holdings I/II GP L.L.C. ("Holdings GP") is the general partner of Holdings I. Blackstone Inc. ("Blackstone") is the sole member of Holdings GP. Blackstone Group Management L.L.C. ("Blackstone Management") is the sole holder of Series II preferred stock of Blackstone. Blackstone Management is wholly owned by its senior managing directors and controlled by its founder, Stephen A. Schwarzman.
F2 Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
F3 Each of the Reporting Persons (other than the Aqua Fund to the extent it directly holds securities of the Issuer), disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than the Aqua Fund to the extent it directly holds securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all reported securities for purposes of Section 16 or any other purpose.
F4 The warrants have an exercise price of $11.50 per share of Class A Common Stock, subject to adjustment, and are exercisable on the later of 12 months from the closing of the Issuer's initial public offering (which occurred on October 2, 2020) or 30 days after the completion of the Issuer's initial business combination (which occurred on July 20, 2021), and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.