Jennifer N. Pritzker - 09 Aug 2021 Form 4 Insider Report for Alphatec Holdings, Inc. (ATEC)

Role: 10%+ Owner
Signature: /s/ Jennifer N. Pritzker
Issuer symbol: ATEC
Transactions as of: 09 Aug 2021
Net transactions value: +$71,880
Form type: 4
Filing time: 11 Aug 2021, 18:11:01 UTC
Previous filing: 17 May 2021
Next filing: 17 Aug 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ATEC	Common Stock	Purchase	$14,680	+1,000	+2.8%	$14.68	37,200	09 Aug 2021	Direct
transaction	ATEC	Common Stock	Purchase	$44,070	+3,000	+0.11%	$14.69	2,725,805	09 Aug 2021	See footnote	F1
transaction	ATEC	Common Stock	Purchase	$13,130	+1,000	+2.7%	$13.13	38,200	11 Aug 2021	Direct
holding	ATEC	Common Stock						1,000	09 Aug 2021	See footnote	F2
holding	ATEC	Common Stock						1,000	09 Aug 2021	See footnote	F3
holding	ATEC	Common Stock						1,000	09 Aug 2021	See footnote	F4
holding	ATEC	Common Stock						11,395,045	09 Aug 2021	See footnote	F5
holding	ATEC	Common Stock						10,000	09 Aug 2021	See footnote	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares are held by Tawani Holdings LLC, a manager-managed limited liability company where the reporting person is one of two managers and whose controlling member is a revocable trust (the "Trust") for the benefit of the reporting person, who also serves as trustee of the Trust. In such capacity, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
F2	These shares are held by the Pritzker Military Museum and Library ("PMML"). As the sole member of PMML, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
F3	These shares are held by the Tawani Foundation. As the sole member of the Tawani Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
F4	These shares are held by the Pritzker Military Foundation. As the sole member of the Pritzker Military Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
F5	These shares are held by Squadron Capital LLC ("Squadron"), a manager-managed limited liability company. As one of two members of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
F6	These shares are held by Mary's Go Round LLC, a manager-managed limited liability company whose manager and sole member is a corporation solely owned by the Trust and where the reporting person is the sole director. In such capacity, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.