Pacific Investment Management Co Llc - Aug 5, 2021 Form 3 Insider Report for FreightCar America, Inc. (RAIL)

Role: 10%+ Owner
Signature: /s/ Jason Nagler
Stock symbol: RAIL
Transactions as of: Aug 5, 2021
Transactions value $: $0
Form type: 3
Date filed: 8/11/2021, 06:05 AM
Previous filing: Jul 29, 2021
Next filing: Sep 21, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	RAIL	Common Stock						186K	Aug 5, 2021	See footnote	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	RAIL	Warrants (right to buy)							Aug 5, 2021	Common Stock	5.39M	$0.01	See footnote	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The securities reported in the tables above are held by certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor, including OC III LVS XII LP, which holds 185,652 shares of common stock and warrants to purchase 23.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on October 13, 2020). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.
F2	The amount reflected above is estimated based on 18,033,369 outstanding shares of Common Stock of the Issuer on a fully-diluted basis as of August 6, 2021, as provided by the Issuer to the Reporting Person, assuming hypothetically that the warrant was exercised on such date.

Content

The securities reported in the tables above are held by certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor, including OC III LVS XII LP, which holds 185,652 shares of common stock and warrants to purchase 23.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on October 13, 2020). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

The amount reflected above is estimated based on 18,033,369 outstanding shares of Common Stock of the Issuer on a fully-diluted basis as of August 6, 2021, as provided by the Issuer to the Reporting Person, assuming hypothetically that the warrant was exercised on such date.