Decarbonization Plus Acquisition Sponsor IV LLC - Aug 10, 2021 Form 3 Insider Report for Decarbonization Plus Acquisition Corp IV (DCRD)

Role
10%+ Owner
Signature
Decarbonization Plus Acquisition Sponsor IV LLC, By: /s/ Peter Haskopoulos, Managing Director
Stock symbol
DCRD
Transactions as of
Aug 10, 2021
Transactions value $
$0
Form type
3
Date filed
8/10/2021, 07:55 PM
Next filing
Jan 18, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DCRD Class B Ordinary Shares, par value $0.0001 per share Aug 10, 2021 Class A Ordinary Shares, par value $0.0001 per share 7.7M See footnotes F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B Ordinary Shares are convertible into the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
F2 Includes 1,031,250 Class B Ordinary Shares that are subject to forfeiture if the underwriters in the Issuer's initial public offering of ordinary shares do not exercise their over-allotment option in full.
F3 Decarbonization Plus Acquisition Sponsor IV LLC is the record holder of the shares reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the sole and managing member of Decarbonization Plus Acquisition Sponsor Holdings IV LLC. Decarbonization Plus Acquisition Sponsor Holdings IV LLC is the sole and managing member of Decarbonization Plus Acquisition Sponsor IV LLC.
F4 Each of Decarbonization Plus Acquisition Sponsor Holdings IV LLC, Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the common stock held directly by Decarbonization Plus Acquisition Sponsor IV LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Remarks:

Exhibit 24- Power of Attorney