Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RXST | Common Stock | Conversion of derivative security | $0 | +77K | +6435.95% | $0.00 | 78.2K | Aug 3, 2021 | Direct | F1, F3, F5, F6, F8, F9 |
transaction | RXST | Common Stock | Conversion of derivative security | $0 | +1.49M | +547.18% | $0.00 | 1.76M | Aug 3, 2021 | See footnote | F1, F2, F3, F4, F5, F6, F7, F8, F9 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RXST | Series A Preferred Stock | Conversion of derivative security | $0 | -2.8K | -100% | $0.00* | 0 | Aug 3, 2021 | Common Stock | 2.8K | Direct | F1 | |
transaction | RXST | Series A Preferred Stock | Conversion of derivative security | $0 | -11.7K | -100% | $0.00* | 0 | Aug 3, 2021 | Common Stock | 11.7K | See footnote | F1, F2 | |
transaction | RXST | Series B Preferred Stock | Conversion of derivative security | $0 | -2.02K | -100% | $0.00* | 0 | Aug 3, 2021 | Common Stock | 2.02K | Direct | F3 | |
transaction | RXST | Series B Preferred Stock | Conversion of derivative security | $0 | -246K | -100% | $0.00* | 0 | Aug 3, 2021 | Common Stock | 246K | See footnote | F2, F3 | |
transaction | RXST | Series C Preferred Stock | Conversion of derivative security | $0 | -399K | -100% | $0.00* | 0 | Aug 3, 2021 | Common Stock | 409K | See footnote | F2, F4 | |
transaction | RXST | Series D Preferred Stock | Conversion of derivative security | $0 | -10.8K | -100% | $0.00* | 0 | Aug 3, 2021 | Common Stock | 12.6K | Direct | F5, F11 | |
transaction | RXST | Series D Preferred Stock | Conversion of derivative security | $0 | -43.5K | -100% | $0.00* | 0 | Aug 3, 2021 | Common Stock | 50.7K | See footnote | F2, F5, F11 | |
transaction | RXST | Series E Preferred Stock | Conversion of derivative security | $0 | -4.84K | -100% | $0.00* | 0 | Aug 3, 2021 | Common Stock | 5.89K | Direct | F6 | |
transaction | RXST | Series E Preferred Stock | Conversion of derivative security | $0 | -18.2K | -100% | $0.00* | 0 | Aug 3, 2021 | Common Stock | 22.1K | See footnote | F2, F6 | |
transaction | RXST | Series F Preferred Stock | Conversion of derivative security | $0 | -155K | -100% | $0.00* | 0 | Aug 3, 2021 | Common Stock | 235K | See footnote | F2, F7 | |
transaction | RXST | Series G Preferred Stock | Conversion of derivative security | $0 | -42.6K | -100% | $0.00* | 0 | Aug 3, 2021 | Common Stock | 42.6K | Direct | F8 | |
transaction | RXST | Series G Preferred Stock | Conversion of derivative security | $0 | -357K | -100% | $0.00* | 0 | Aug 3, 2021 | Common Stock | 357K | See footnote | F2, F8 | |
transaction | RXST | Series H Preferred Stock | Conversion of derivative security | $0 | -9.68K | -100% | $0.00* | 0 | Aug 3, 2021 | Common Stock | 9.68K | Direct | F9 | |
transaction | RXST | Series H Preferred Stock | Conversion of derivative security | $0 | -158K | -100% | $0.00* | 0 | Aug 3, 2021 | Common Stock | 158K | See footnote | F2, F9 | |
transaction | RXST | Warrant (right to buy) | Options Exercise | $0 | -1.45K | -100% | $0.00* | 0 | Aug 3, 2021 | Series H Preferred Stock | 1.45K | $12.40 | Direct | F9, F10 |
transaction | RXST | Series H Preferred Stock | Options Exercise | $0 | +1.45K | $0.00 | 1.45K | Aug 3, 2021 | Common Stock | 1.45K | $12.40 | Direct | F9, F10 | |
transaction | RXST | Series H Preferred Stock | Conversion of derivative security | $0 | -1.45K | -100% | $0.00* | 0 | Aug 3, 2021 | Common Stock | 1.45K | Direct | F9, F10 |
Richard M. Wolfen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | All shares of the Series A Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
F2 | Shares held by various trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive over all such shares. |
F3 | All shares of the Series B Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
F4 | All shares of the Series C Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.0251 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
F5 | All shares of the Series D Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.1647 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
F6 | All shares of the Series E Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.2164 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
F7 | All shares of the Series F Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.5205 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
F8 | All shares of the Series G Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
F9 | All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
F10 | The warrant was exercised for Series H Preferred Stock immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
F11 | The number of shares of Series D Preferred Stock reported as beneficially held by the Reporting Person in the Form 3 filed July 29, 2021 incorrectly allocated the number of shares directly and indirectly held. |