Richard M. Wolfen - Aug 3, 2021 Form 4 Insider Report for RxSight, Inc. (RXST)

Role
Director
Signature
/s/ Shelley Thunen, as Attorney-in-Fact
Stock symbol
RXST
Transactions as of
Aug 3, 2021
Transactions value $
$0
Form type
4
Date filed
8/5/2021, 07:51 PM
Previous filing
Jul 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RXST Common Stock Conversion of derivative security $0 +77K +6435.95% $0.00 78.2K Aug 3, 2021 Direct F1, F3, F5, F6, F8, F9
transaction RXST Common Stock Conversion of derivative security $0 +1.49M +547.18% $0.00 1.76M Aug 3, 2021 See footnote F1, F2, F3, F4, F5, F6, F7, F8, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RXST Series A Preferred Stock Conversion of derivative security $0 -2.8K -100% $0.00* 0 Aug 3, 2021 Common Stock 2.8K Direct F1
transaction RXST Series A Preferred Stock Conversion of derivative security $0 -11.7K -100% $0.00* 0 Aug 3, 2021 Common Stock 11.7K See footnote F1, F2
transaction RXST Series B Preferred Stock Conversion of derivative security $0 -2.02K -100% $0.00* 0 Aug 3, 2021 Common Stock 2.02K Direct F3
transaction RXST Series B Preferred Stock Conversion of derivative security $0 -246K -100% $0.00* 0 Aug 3, 2021 Common Stock 246K See footnote F2, F3
transaction RXST Series C Preferred Stock Conversion of derivative security $0 -399K -100% $0.00* 0 Aug 3, 2021 Common Stock 409K See footnote F2, F4
transaction RXST Series D Preferred Stock Conversion of derivative security $0 -10.8K -100% $0.00* 0 Aug 3, 2021 Common Stock 12.6K Direct F5, F11
transaction RXST Series D Preferred Stock Conversion of derivative security $0 -43.5K -100% $0.00* 0 Aug 3, 2021 Common Stock 50.7K See footnote F2, F5, F11
transaction RXST Series E Preferred Stock Conversion of derivative security $0 -4.84K -100% $0.00* 0 Aug 3, 2021 Common Stock 5.89K Direct F6
transaction RXST Series E Preferred Stock Conversion of derivative security $0 -18.2K -100% $0.00* 0 Aug 3, 2021 Common Stock 22.1K See footnote F2, F6
transaction RXST Series F Preferred Stock Conversion of derivative security $0 -155K -100% $0.00* 0 Aug 3, 2021 Common Stock 235K See footnote F2, F7
transaction RXST Series G Preferred Stock Conversion of derivative security $0 -42.6K -100% $0.00* 0 Aug 3, 2021 Common Stock 42.6K Direct F8
transaction RXST Series G Preferred Stock Conversion of derivative security $0 -357K -100% $0.00* 0 Aug 3, 2021 Common Stock 357K See footnote F2, F8
transaction RXST Series H Preferred Stock Conversion of derivative security $0 -9.68K -100% $0.00* 0 Aug 3, 2021 Common Stock 9.68K Direct F9
transaction RXST Series H Preferred Stock Conversion of derivative security $0 -158K -100% $0.00* 0 Aug 3, 2021 Common Stock 158K See footnote F2, F9
transaction RXST Warrant (right to buy) Options Exercise $0 -1.45K -100% $0.00* 0 Aug 3, 2021 Series H Preferred Stock 1.45K $12.40 Direct F9, F10
transaction RXST Series H Preferred Stock Options Exercise $0 +1.45K $0.00 1.45K Aug 3, 2021 Common Stock 1.45K $12.40 Direct F9, F10
transaction RXST Series H Preferred Stock Conversion of derivative security $0 -1.45K -100% $0.00* 0 Aug 3, 2021 Common Stock 1.45K Direct F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Richard M. Wolfen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 All shares of the Series A Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F2 Shares held by various trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive over all such shares.
F3 All shares of the Series B Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F4 All shares of the Series C Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.0251 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F5 All shares of the Series D Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.1647 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F6 All shares of the Series E Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.2164 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F7 All shares of the Series F Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.5205 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F8 All shares of the Series G Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F9 All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F10 The warrant was exercised for Series H Preferred Stock immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F11 The number of shares of Series D Preferred Stock reported as beneficially held by the Reporting Person in the Form 3 filed July 29, 2021 incorrectly allocated the number of shares directly and indirectly held.