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Signature
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/s/ Shelley Thunen, as Attorney-in-Fact
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Stock symbol
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RXST
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Transactions as of
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Aug 3, 2021
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Transactions value $
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$0
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Form type
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4
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Date filed
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8/5/2021, 07:48 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
RXST |
Common Stock |
Conversion of derivative security |
$0 |
+1.39M |
|
$0.00 |
1.39M |
Aug 3, 2021 |
See footnote |
F1, F2, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
RXST |
Series G Preferred Stock |
Conversion of derivative security |
$0 |
-968K |
-100% |
$0.00* |
0 |
Aug 3, 2021 |
Common Stock |
968K |
|
See footnote |
F1, F3 |
transaction |
RXST |
Series H Preferred Stock |
Conversion of derivative security |
$0 |
-403K |
-100% |
$0.00* |
0 |
Aug 3, 2021 |
Common Stock |
403K |
|
See footnote |
F2, F3 |
transaction |
RXST |
Warrant (right to buy) |
Options Exercise |
$0 |
-60.5K |
-100% |
$0.00* |
0 |
Aug 3, 2021 |
Series H Preferred Stock |
60.5K |
$12.40 |
See footnote |
F2, F3, F4 |
transaction |
RXST |
Series H Preferred Stock |
Options Exercise |
$0 |
+60.5K |
|
$0.00 |
60.5K |
Aug 3, 2021 |
Common Stock |
60.5K |
|
See footnote |
F2, F3, F4 |
transaction |
RXST |
Series H Preferred Stock |
Tax liability |
$0 |
-46.9K |
-77.48% |
$0.00 |
13.6K |
Aug 3, 2021 |
Common Stock |
46.9K |
|
See footnote |
F2, F3, F4 |
transaction |
RXST |
Series H Preferred Stock |
Conversion of derivative security |
$0 |
-13.6K |
-100% |
$0.00* |
0 |
Aug 3, 2021 |
Common Stock |
13.6K |
|
See footnote |
F2, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Bruce C. Robertson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Explanation of Responses: