PETER J. CLARE - 02 Aug 2021 Form 4 Insider Report for Carlyle Group Inc. (CG)

Signature
/s/ Jeffrey W. Ferguson by power of attorney for Peter J. Clare
Issuer symbol
CG
Transactions as of
02 Aug 2021
Net transactions value
-$731,805
Form type
4
Filing time
03 Aug 2021, 21:14:48 UTC
Next filing
08 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CG Common Stock Sale $731,805 -14,996 -0.31% $48.80 4,894,757 02 Aug 2021 Direct F1
holding CG Common Stock 273,632 02 Aug 2021 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.
F2 These shares of common stock are held by a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities.

Remarks:

The reporting person's title is Chief Investment Officer of Corporate Private Equity and Chairman of the Americas. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.