Kewsong Lee - Aug 2, 2021 Form 4 Insider Report for Carlyle Group Inc. (CG)

Role
Chief Executive Officer, Director
Signature
/s/ Jeffrey W. Ferguson by power of attorney for Kewsong Lee
Stock symbol
CG
Transactions as of
Aug 2, 2021
Transactions value $
-$804,956
Form type
4
Date filed
8/3/2021, 09:11 PM
Next filing
Feb 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CG Common Stock Sale -$805K -16.5K -3.1% $48.80 516K Aug 2, 2021 Direct F1, F2
holding CG Common Stock 2.28M Aug 2, 2021 See Footnote F3
holding CG Common Stock 284K Aug 2, 2021 See Footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.
F2 Reflects an adjustment to the number of shares directly owned by the reporting person that was inadvertently previously reported on the last Form 4 as 538,339 shares rather than 532,850 shares.
F3 Such shares of common stock are held in a grantor retained annuity trust.
F4 Such shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the Investment Adviser and has sole investment power over the securities.

Remarks:

Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.