Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HIMS | Class A Common Stock | Options Exercise | $20K | +1.74K | +0.56% | $11.50 | 313K | Jul 28, 2021 | Held by Redpoint Associates VI, L.L.C. | F1, F3 |
transaction | HIMS | Class A Common Stock | Options Exercise | $648K | +56.3K | +0.56% | $11.50 | 10.1M | Jul 28, 2021 | Held by Redpoint Ventures VI, L.P. | F1, F3 |
transaction | HIMS | Class A Common Stock | Tax liability | -1.28K | -0.41% | 312K | Jul 28, 2021 | Held by Redpoint Associates VI, L.L.C. | F1, F2, F3 | ||
transaction | HIMS | Class A Common Stock | Tax liability | -41.3K | -0.41% | 10.1M | Jul 28, 2021 | Held by Redpoint Ventures VI, L.P. | F1, F2, F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HIMS | Warrant (right to buy) | Options Exercise | $0 | -1.74K | -100% | $0.00* | 0 | Jul 28, 2021 | Class A Common Stock | 1.74K | $11.50 | Held by Redpoint Associates VI, L.L.C. | F3 |
transaction | HIMS | Warrant (right to buy) | Options Exercise | $0 | -56.3K | -100% | $0.00* | 0 | Jul 28, 2021 | Class A Common Stock | 56.3K | $11.50 | Held by Redpoint Ventures VI, L.P. | F3 |
Id | Content |
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F1 | RV VI and RA VI (as defined below) exercised warrants to purchase shares of the Issuer's Class A Common Stock. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, RV VI and RA VI received 0.267 shares per warrant exercised and the Issuer withheld 0.733 shares per warrant exercised. The exercise of the warrants, the withholding of shares of Class A Common Stock in the cashless exercises and the resulting issuance of the net shares of Class A Common Stock were exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. |
F2 | Represents shares of Class A Common Stock withheld in connection with the cashless exercises. |
F3 | Alex Bard is one of several members of Redpoint Ventures VI, L.L.C., the general partner of Redpoint Ventures VI, L.P. ("RV VI"), and Redpoint Associates VI, L.L.C. ("RA VI"). Mr. Bard may be deemed a beneficial owner of the securities held by RV VI and RA VI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. |