Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | RXST | Common Stock | 801K | Jul 29, 2021 | See footnote | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | RXST | Stock Option (right to buy) | Jul 29, 2021 | Common Stock | 2.3K | $4.34 | Direct | F2 | ||||||
holding | RXST | Stock Option (right to buy) | Jul 29, 2021 | Common Stock | 40.3K | $15.09 | Direct | F3 | ||||||
holding | RXST | Stock Option (right to buy) | Jul 29, 2021 | Common Stock | 96.8K | $15.60 | Direct | F4 |
Id | Content |
---|---|
F1 | Shares held by Cricklewood LP. The Reporting Person is the manager of the general partner of Cricklewood LP and shares voting and investment control of the general partner of Cricklewood LP with his spouse. |
F2 | Shares issued pursuant to the Issuer's 2015 Equity Incentive Plan, as amended (the "2015 Plan). Subject to the Reporting Person continuing to be a Service Provider (as defined 2015 Plan) through each applicable date, one forty-eighth (1/48th) of the shares subject to the option shall vest each month following the Vesting Commencement Date on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month). "Vesting Commencement Date" shall mean February 24, 2017. The option originally covered 570,000 shares of common stock pre 10.33 for 1 reverse split shares. |
F3 | Shares issued pursuant to the Issuer's 2015 Equity Incentive Plan, as amended (the "2015 Plan). Subject to the Reporting Person continuing to be a Service Provider (as defined 2015 Plan) through each applicable date, one forty-eighth (1/48th) of the shares subject to the option shall vest each month following the Vesting Commencement Date on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month). "Vesting Commencement Date" shall mean April 23, 2020. The option originally covered 500,000 shares of common stock pre 10.33 for 1 reverse split shares. |
F4 | Shares issued pursuant to the Issuer's 2015 Equity Incentive Plan, as amended (the "2015 Plan). Subject to the Reporting Person continuing to be a Service Provider (as defined 2015 Plan) through each applicable date, one forty-eighth (1/48th) of the shares subject to the option shall vest each month following the Vesting Commencement Date on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month). "Vesting Commencement Date" shall mean March 22, 2021. |
President and Chief Executive Officer Exhibit 24 - Power of Attorney