Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | CADL | Series B Preferred Stock | Jul 26, 2021 | Common Stock | 679K | By Paul B. Manning Revocable Trust | F1, F2 | |||||||
holding | CADL | Series B Preferred Stock | Jul 26, 2021 | Common Stock | 554K | By BKB Growth Investments, LLC | F1, F3 | |||||||
holding | CADL | Warrants to purchase Common Stock | Jul 26, 2021 | Common Stock | 679K | $6.81 | By Paul B. Manning Revocable Trust | F2 | ||||||
holding | CADL | Warrants to purchase Common Stock | Jul 26, 2021 | Common Stock | 554K | $6.81 | By BKB Growth Investments, LLC | F3 |
Id | Content |
---|---|
F1 | The Series B Preferred Stock has no expiration date. |
F2 | The shares are held by The Paul B. Manning Revocable Trust dated May 10, 2000 (the "Trust"). The Reporting Person is the trustee of the Trust and has sole voting and investment power with respect to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
F3 | The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of Tiger Lily Capital, LLC, the manager of BKB, and has shared voting and investment power with respect to the shares held by BKB. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |