Jason O'Byrne - Jul 22, 2021 Form 3 Insider Report for Caribou Biosciences, Inc. (CRBU)

Signature
/s/ Jason V. O'Byrne
Stock symbol
CRBU
Transactions as of
Jul 22, 2021
Transactions value $
$0
Form type
3
Date filed
7/22/2021, 08:58 PM
Next filing
Dec 21, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CRBU Stock Option (Right to Buy) Jul 22, 2021 Common Stock 437K $4.11 Direct F1
holding CRBU Stock Option (Right to Buy) Jul 22, 2021 Common Stock 49K $5.27 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/4th of the shares subject to this option will vest on February 28, 2022 and an additional 1/48th of the aggregate number of shares subject to the option will vest on the corresponding day of each month thereafter (or if there is no such corresponding day, on the last day of such month), subject to the reporting person's continued service to the Issuer thorough the applicable vesting date.
F2 1/4th of the shares subject to this option will vest on June 29, 2022 and an additional 1/48th of the aggregate number of shares subject to the option will vest on the corresponding day of each month thereafter (or if there is no such corresponding day, on the last day of such month), subject to the reporting person's continued service to the Issuer thorough the applicable vesting date.

Remarks:

Chief Financial Officer Exhibit 24 - Power of Attorney.