Rosemary L. Ripley - Jul 21, 2021 Form 3 Insider Report for Zevia PBC (ZVIA)

Role
Director
Signature
/s/ Lorna R. Simms, Attorney-in-fact for Rosemary L. Ripley
Stock symbol
ZVIA
Transactions as of
Jul 21, 2021
Transactions value $
$0
Form type
3
Date filed
7/21/2021, 09:11 PM
Next filing
Jul 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ZVIA Class B Common Stock 5.69M Jul 21, 2021 See footnotes. F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ZVIA Class B Units Jul 21, 2021 Class A Common Stock 5.69M Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares of Class B Common Stock of the Issuer owned by NGEN ZLLC Investment Corp. ("NGEN ZLLC"), NGEN III, LP ("NGEN III"), NGEN Zevia SPV, LLC ("NGEN Zevia") and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Of the shares of Class B Common Stock reported, 1,823,762 are held by NGEN ZLLC, 947,912 are held by NGEN III, 2,692,654 are held by NGEN Zevia, and 225,664 shares are held by NGEN-Mantra.
F2 Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class B Common Stock owned by NGEN ZLLC, NGEN III, NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class B Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose
F3 The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

Remarks:

Exhibit 24 - Power of Attorney