Key facts
- This page summarizes Patrick G. Ryan's Form 3 filing for RYAN SPECIALTY GROUP HOLDINGS, INC. (RYAN).
- 0 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 21 Jul 2021, 18:35.
Patrick G. Ryan - 21 Jul 2021 Form 3 Insider Report for RYAN SPECIALTY GROUP HOLDINGS, INC. (RYAN)
- Reporting relationship
- Chief Executive Officer, Director, 10%+ Owner
- Issuer ticker
- RYAN
- Reported as of
- 21 Jul 2021
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 21 Jul 2021, 18:35:36 UTC
- Next SEC filing
- 16 Nov 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mark Katz, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Patrick G. Ryan filed Form 3 for RYAN SPECIALTY GROUP HOLDINGS, INC. (RYAN) on 21 Jul 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RYAN
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,770,162
- Date
- 21 Jul 2021
- Ownership
- By Reporting Person and Spouse, as co-trustees of Patrick G. Ryan Living Trust dated July 10, 2001
- Footnotes
- F1
RYAN
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,770,162
- Date
- 21 Jul 2021
- Ownership
- By Reporting Person and Spouse, as co-trustees of Shirley W. Ryan Living Trust dated July 10, 2001
- Footnotes
- F1
RYAN
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 668,199
- Date
- 21 Jul 2021
- Ownership
- See Footnote
- Footnotes
- F1, F2
RYAN
holding
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 45,717,121
- Date
- 21 Jul 2021
- Ownership
- By Reporting Person and Spouse, as co-trustees of Patrick G. Ryan Living Trust dated July 10, 2001
- Footnotes
- F1, F3
RYAN
holding
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 45,686,702
- Date
- 21 Jul 2021
- Ownership
- By Reporting Person and Spouse, as co-trustees of Shirley W. Ryan Living Trust dated July 10, 2001
- Footnotes
- F1, F3
RYAN
holding
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 14,600,643
- Date
- 21 Jul 2021
- Ownership
- See Footnote
- Footnotes
- F1, F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RYAN
holding
Derivative
Common Units [Obligation to Sell]
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 21 Jul 2021
- Ownership
- See Footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 20,861,109
- Exercise price
- Footnotes
- F1, F2, F4
RYAN
holding
Derivative
Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 21 Jul 2021
- Ownership
- By Reporting Person and Spouse, as co-trustees of Patrick G. Ryan Living Trust dated July 10, 2001
- Underlying class
- Class A Common Stock
- Underlying amount
- 45,717,121
- Exercise price
- Footnotes
- F1, F5
RYAN
holding
Derivative
Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 21 Jul 2021
- Ownership
- By Reporting Person and Spouse, as co-trustees of Shirley W. Ryan Living Trust dated July 10, 2001
- Underlying class
- Class A Common Stock
- Underlying amount
- 45,686,702
- Exercise price
- Footnotes
- F1, F5
RYAN
holding
Derivative
Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 21 Jul 2021
- Ownership
- See Footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 14,600,643
- Exercise price
- Footnotes
- F1, F2, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Footnote F2
Represents Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer and certain Common Units [Obligation to Sell] of Ryan Specialty Group, LLC held in trusts and other entities for the benefit of the Reporting Person's family members and, in the case of the Class B Common Stock, par value $0.001 ("Class B Common Stock) of the Issuer, Common Units ("Common Units") of Ryan Specialty Group, LLC and certain Common Units [Obligation to Sell] of Ryan Specialty Group in a revocable investment entity for the benefit of employees of affiliates of the Issuer at the Reporting Person's discretion.
Footnote F3
Shares of Class B Common Stock do not represent economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units of Ryan Specialty Group, LLC that are held by the Reporting Person and reported in Table II hereof, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration.
Footnote F4
Represents Common Units to be sold to the Issuer pursuant to the Mandatory Participation described in the Issuer's preliminary prospectus filed on July 12, 2021.
Footnote F5
Pursuant to the Sixth Amended and Restated Limited Liability Company Agreement of Ryan Specialty Group, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock).
SEC remarks
Exhibit List: Exhibit 24 - Power of Attorney