Adam O'Farrell - Jul 20, 2021 Form 4 Insider Report for Bridge Investment Group Holdings Inc. (BRDG)

Role
Partner, Chief Operating Officer, Director
Signature
/s/ Matthew Grant, as attorney-in-fact
Stock symbol
BRDG
Transactions as of
Jul 20, 2021
Transactions value $
-$2,905,985
Form type
4
Date filed
7/21/2021, 04:43 PM
Previous filing
Jul 16, 2021
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRDG Class A Common Stock Award $0 +110K $0.00 110K Jul 20, 2021 Direct F1
transaction BRDG Class A Common Stock Purchase $4.8K +300 $16.00 300 Jul 20, 2021 By daughter F2
transaction BRDG Class B Common Stock Disposed to Issuer $0 -199K -11.53% $0.00 1.53M Jul 20, 2021 By Adam B. O'Farrell and Tracy K. O'Farrell Trust dtd May 9, 2019 F3
holding BRDG Class B Common Stock 761K Jul 20, 2021 By The O'Farrell Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BRDG Class A Units Disposed to Issuer -$2.91M -199K -11.53% $14.63 1.53M Jul 20, 2021 Class A Common Stock 199K By Adam B. O'Farrell and Tracy K. O'Farrell Trust dtd May 9, 2019 F4, F5
holding BRDG Class A Units 761K Jul 20, 2021 Class A Common Stock 761K By The O'Farrell Irrevocable Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of restricted Class A Common Stock which will vest in three equal annual installments, with the first such annual installment vesting on July 20, 2024, subject to the Reporting Person's continued service with the Issuer through each vesting date.
F2 The Reporting Person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.
F3 Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption and conversion of the Class A Units into shares of Class A Common Stock.
F4 The Class A Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis.
F5 As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the offering, the Issuer redeemed the Class A Units from the Reporting Person.

Remarks:

Partner, Chief Operating Officer