Adam O'Farrell - 20 Jul 2021 Form 4 Insider Report for Bridge Investment Group Holdings Inc. (BRDG)

Role
Partner, Chief Operating Officer, Director
Signature
/s/ Matthew Grant, as attorney-in-fact
Issuer symbol
BRDG
Transactions as of
20 Jul 2021
Net transactions value
-$2,905,985
Form type
4
Filing time
21 Jul 2021, 16:43:44 UTC
Previous filing
16 Jul 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRDG Class A Common Stock Award $0 +109,631 $0.000000 109,631 20 Jul 2021 Direct F1
transaction BRDG Class A Common Stock Purchase $4,800 +300 $16.00 300 20 Jul 2021 By daughter F2
transaction BRDG Class B Common Stock Disposed to Issuer $0 -198,960 -12% $0.000000 1,527,095 20 Jul 2021 By Adam B. O'Farrell and Tracy K. O'Farrell Trust dtd May 9, 2019 F3
holding BRDG Class B Common Stock 760,950 20 Jul 2021 By The O'Farrell Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BRDG Class A Units Disposed to Issuer $2,910,785 -198,960 -12% $14.63 1,527,095 20 Jul 2021 Class A Common Stock 198,960 By Adam B. O'Farrell and Tracy K. O'Farrell Trust dtd May 9, 2019 F4, F5
holding BRDG Class A Units 760,950 20 Jul 2021 Class A Common Stock 760,950 By The O'Farrell Irrevocable Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of restricted Class A Common Stock which will vest in three equal annual installments, with the first such annual installment vesting on July 20, 2024, subject to the Reporting Person's continued service with the Issuer through each vesting date.
F2 The Reporting Person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.
F3 Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption and conversion of the Class A Units into shares of Class A Common Stock.
F4 The Class A Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis.
F5 As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the offering, the Issuer redeemed the Class A Units from the Reporting Person.

Remarks:

Partner, Chief Operating Officer