Thomas Barrack Jr - Jul 15, 2021 Form 4 Insider Report for DigitalBridge Group, Inc. (DBRG)

Role
Director
Signature
/s/ Ronald M. Sanders, as Attorney-in-fact
Stock symbol
DBRG
Transactions as of
Jul 15, 2021
Transactions value $
$16,670
Form type
4
Date filed
7/19/2021, 04:10 PM
Previous filing
Jun 25, 2021
Next filing
May 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DBRG Class B Common Stock Other $0 -68K -9.26% $0.00 666K Jul 15, 2021 By Family Trust F1
transaction DBRG Class A Common Stock Other $0 +68K +1.73% $0.00 4M Jul 15, 2021 By Family Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DBRG Deferred Stock Award $16.7K +2.27K +8.9% $7.36 27.7K Jul 15, 2021 Class A Common Stock 2.27K Direct F4, F5
holding DBRG OP Units 23.6M Jul 15, 2021 Class A Common Stock See footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 67,953 shares of Class B Common Stock were converted to shares of the issuer's Class A Common Stock ("Class A Common Stock") on a one-for-one basis.
F2 Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date.
F3 The OP Units are held by the limited liability companies controlled by the reporting person (the "Holdcos"). The reporting person disclaims beneficial ownership of the OP Units held by the Holdcos except to the extent of his pecuniary interest therein.
F4 Represents the receipt of deferred stock units ("Deferred Stock") granted by the issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the issuer's non-executive director compensation policy.
F5 Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the issuer.