Key facts
- This page summarizes Michael E. Dee's Form 4 filing for Velodyne Lidar, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 19 Jul 2021, 06:12.
Michael E. Dee - 14 Jul 2021 Form 4 Insider Report for Velodyne Lidar, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 14 Jul 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 19 Jul 2021, 06:12:08 UTC
- Prior SEC filing
- 12 Jul 2021
- Next SEC filing
- 30 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tracey Mastropoalo, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael E. Dee filed Form 4 for Velodyne Lidar, Inc. on 19 Jul 2021.
Change
- Previous filing in this sequence was filed on 12 Jul 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VLDR
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +10,105
- Change %
- +20%
- Price
- Shares after
- 60,123
- Date
- 14 Jul 2021
- Ownership
- Direct
- Footnotes
- F1
VLDR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 218,954
- Date
- 14 Jul 2021
- Ownership
- By Spar City Capital LLC
- Footnotes
- F2
VLDR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 300
- Date
- 14 Jul 2021
- Ownership
- By Trust
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VLDR
transaction
Derivative
Restricted Stock Unit
Disposed to Issuer
- Transaction value
- $0
- Shares
- -10,105
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 14 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,105
- Exercise price
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on July 14, 2021.
Footnote F2
Voting and investment power over the shares held by Spar City Capital LLC resides with Mr. Dee as its President and Chief Financial Officer. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Footnote F3
Owned by a trust of which one of Mr. Dee's children is the beneficiary and for which Mr. Dee serves as trustee. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Footnote F4
The Reporting Person was granted RSUs, which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. The RSUs were fully vested as of the date of grant, subject to settlement on a future date.