Spring Creek Capital Llc - Jun 29, 2021 Form 3 Insider Report for ASPEN AEROGELS INC (ASPN)

Role
10%+ Owner
Signature
Spring Creek Capital, LLC /s/ Raffaele G. Fazio, Secretary
Stock symbol
ASPN
Transactions as of
Jun 29, 2021
Transactions value $
$0
Form type
3
Date filed
7/9/2021, 01:25 PM
Next filing
Jul 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ASPN Common Stock 3.46M Jun 29, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock held by Spring Creek Capital, LLC ("Spring Creek"). Spring Creek is 100% owned by SCC Holdings, LLC ("SCC Holdings") and SCC Holdings is 100% owned by Koch Industries, Inc. ("Koch Industries"). Koch Industries and SCC Holdings may be deemed to beneficially own the Common Stock held by Spring Creek by virtue of Koch Industries' ownership of SCC Holdings and SCC Holdings' ownership of Spring Creek. Each of SCC Holdings and Koch Industries disclaim such beneficial ownership except to the extent of their pecuniary interest therein.