Ramamritham Ramkumar - Jun 28, 2021 Form 3 Insider Report for META MATERIALS INC. (MMAT)

Role
Director
Signature
/s/ Ken Rice, as Attorney-in-Fact
Stock symbol
MMAT
Transactions as of
Jun 28, 2021
Transactions value $
$0
Form type
3
Date filed
7/8/2021, 08:59 PM
Next filing
Apr 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MMAT Common Stock 298K Jun 28, 2021 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MMAT Stock Option (Right to Buy) Jun 28, 2021 Common Stock 369K $0.27 Direct F2
holding MMAT Stock Option (Right to Buy) Jun 28, 2021 Common Stock 554K $0.27 Direct F3
holding MMAT Warrant (Right to Buy) Jun 28, 2021 Common Stock 149K $0.39 See Footnote F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are beneficially held by Anur Investments Ltd. The reporting person holds 50% ownership of Anur Investments Ltd.
F2 100% of the shares subject to the option vest on March 5, 2020.
F3 Subject to the reporting person continuing to provide services to the company through each vesting event, 1/3 of the shares subject to the option will vest annually over three years beginning on March 23, 2021, such that the shares are fully vested on March 23, 2023.
F4 Warrant is immediately exercisable.

Remarks:

Exhibit 24 - Power of Attorney