Maurice Guitton - 28 Jun 2021 Form 3 Insider Report for META MATERIALS INC.

Role
Director
Signature
/s/ Ken Rice, as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
28 Jun 2021
Net transactions value
$0
Form type
3
Filing time
08 Jul 2021, 20:58:06 UTC
Next filing
28 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MMAT Common Stock 14,966 28 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MMAT Stock Option (Right to Buy) 28 Jun 2021 Common Stock 434,820 $0.2700 Direct F1
holding MMAT Stock Option (Right to Buy) 28 Jun 2021 Common Stock 225,879 $0.2700 Direct F2
holding MMAT Stock Option (Right to Buy) 28 Jun 2021 Common Stock 553,500 $0.2700 Direct F3
holding MMAT Deferred Stock Units 28 Jun 2021 Common Stock 228,318 Direct F4
holding MMAT Deferred Stock Units 28 Jun 2021 Common Stock 106,548 Direct F4
holding MMAT Warrant (Right to Buy) 28 Jun 2021 Common Stock 7,483 $0.3900 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Subject to the reporting person continuing to provide services to the company through each vesting event, 50% of the shares subject to the option will vest annually over two years beginning on April 30, 2017, such that the shares are fully vested on April 30, 2018.
F2 100% of the shares subject to the option vest on August 9, 2019.
F3 Subject to the reporting person continuing to provide services to the company through each vesting event, 1/3 of the shares subject to the option will vest annually over three years beginning on March 23, 2021, such that the shares are fully vested on March 23, 2023.
F4 Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock on the applicable settlement dates. DSUs do not have an expiration date.
F5 Warrant is immediately exercisable.

Remarks:

Exhibit 24 - Power of Attorney