Brittain Ezzes - Jun 24, 2021 Form 4 Insider Report for Perella Weinberg Partners (PWP)

Role
Director
Signature
/s/ Amanda Abrams, Attorney-in-Fact
Stock symbol
PWP
Transactions as of
Jun 24, 2021
Transactions value $
-$13
Form type
4
Date filed
6/28/2021, 09:51 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PWP Class A Common Stock Options Exercise $0 +20.5K $0.00 20.5K Jun 24, 2021 By FinTech Masala Advisors IV, LLC F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PWP Class B Common Stock Disposed to Issuer $0 -3.25K -13% $0.00 21.7K Jun 24, 2021 Class A Common Stock 3.25K By FinTech Masala Advisors IV, LLC F1, F2, F4
transaction PWP Class B Common Stock Sale -$13 -1.29K -5.95% $0.01* 20.5K Jun 24, 2021 Class A Common Stock 1.29K By FinTech Masala Advisors IV, LLC F4, F5
transaction PWP Class B Common Stock Options Exercise -20.5K -100% 0 Jun 24, 2021 Class A Common Stock 20.5K By FinTech Masala Advisors IV, LLC F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Brittain Ezzes is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC.
F2 (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination.
F3 In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock.
F4 Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
F5 Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala.