FinTech Masala Advisors IV, LLC - Jun 24, 2021 Form 4 Insider Report for Perella Weinberg Partners (PWP)

Role
10%+ Owner
Signature
/s/ Amanda Abrams, Attorney-in-Fact
Stock symbol
PWP
Transactions as of
Jun 24, 2021
Transactions value $
-$1,305
Form type
4
Date filed
6/28/2021, 09:48 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PWP Class A Common Stock Options Exercise $0 +4.51M $0.00 4.51M Jun 24, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PWP Class B Common Stock Sale -$1.3K -130K -2.45% $0.01* 5.2M Jun 24, 2021 Class A Common Stock 130K Direct F4
transaction PWP Class B Common Stock Disposed to Issuer $0 -693K -13.33% $0.00 4.51M Jun 24, 2021 Class A Common Stock 693K Direct F1, F2
transaction PWP Class B Common Stock Options Exercise -4.51M -100% 0 Jun 24, 2021 Class A Common Stock 4.51M Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

FinTech Masala Advisors IV, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC.
F2 (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination.
F3 In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock.
F4 Represents shares transferred from the reporting person to Holdings pursuant to certain side letters by and among certain members of Holdings and the reporting person.