| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PWP | Class A Common Stock | Options Exercise | $0 | +20.5K | $0.00 | 20.5K | Jun 24, 2021 | By FinTech Masala Advisors IV, LLC | F3, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PWP | Class B Common Stock | Disposed to Issuer | $0 | -3.25K | -13% | $0.00 | 21.7K | Jun 24, 2021 | Class A Common Stock | 3.25K | By FinTech Masala Advisors IV, LLC | F1, F2, F4 | |
| transaction | PWP | Class B Common Stock | Sale | -$13 | -1.29K | -5.95% | $0.01* | 20.5K | Jun 24, 2021 | Class A Common Stock | 1.29K | By FinTech Masala Advisors IV, LLC | F4, F5 | |
| transaction | PWP | Class B Common Stock | Options Exercise | -20.5K | -100% | 0 | Jun 24, 2021 | Class A Common Stock | 20.5K | By FinTech Masala Advisors IV, LLC | F3, F4 |
Laura Kohn is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. |
| F2 | (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. |
| F3 | In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. |
| F4 | Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. |
| F5 | Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. |