Catterton Management Company, L.L.C. - Jun 24, 2021 Form 3 Insider Report for Vroom, Inc. (VRM)

Signature
CATTERTON MANAGEMENT COMPANY, L.L.C., By: /s/ Daniel Reid, Deputy General Counsel and Chief Compliance Officer
Stock symbol
VRM
Transactions as of
Jun 24, 2021
Transactions value $
$0
Form type
3
Date filed
6/28/2021, 06:09 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VRM Common Stock 4.73K Jun 24, 2021 Directly held by CGP2 Lone Star, L.P. F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 24, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.
F2 Each of Michael Farello and Scott Dahnke have entered into a Nominee and Indemnity Agreement, pursuant to which they have agreed to hold any equity awards granted to them for their service as directors of the Issuer as nominee for CGP2 Lone Star, L.P. ("CGP2 Lone Star"). Catterton Management Company, L.L.C., as manager of CGP2 Lone Star, may be deemed to share beneficial ownership of the equity awards held as nominee by Messrs. Farello and Dahnke. Each of the foregoing entities and individuals disclaims beneficial ownership the shares underlying such equity awards except to the extent of their pecuniary interest therein, if any.
F3 CGP2 Lone Star, CGP2 Zoom Holding, L.P., LCGP3 Accelerator, L.P., CGP2 Managers, L.L.C., CGP3 Managers, L.L.C., J. Michael Chu and Scott Dahnke are separately filing Forms 4 to report the equity awards referenced herein.