Telegraph Hill Partners IV, L.P. - 24 Jun 2021 Form 3 Insider Report for Alpha Teknova, Inc. (TKNO)

Role: 10%+ Owner
Signature: Telegraph Hill Partners IV, L.P., By: Telegraph Hill Partners IV Investment Management, LLC, its general parter, By: Telegraph Hill Partners Management Company, LLC, its manager, By: /s/ Jeanette Welsh, Title: Partner
Issuer symbol: TKNO
Transactions as of: 24 Jun 2021
Net transactions value: $0
Form type: 3
Filing time: 24 Jun 2021, 21:40:11 UTC
Next filing: 29 Jun 2021
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	TKNO	Series A Convertible Preferred Stock							24 Jun 2021	Common Stock	14,941,823		See Footnote	F1, F2
holding	TKNO	Series A Convertible Preferred Stock							24 Jun 2021	Common Stock	2,570,862		See Footnote	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Id	Content
F1	The Series A Convertible Preferred Stock is convertible at any time, at the holder's election, and has no expiration date. The Series A Convertible Preferred Stock will convert automatically upon the issuer's consummation of a qualifying initial public offering.
F2	Shares held directly by Telegraph Hill Partners IV, L.P ("THP IV"). Telegraph Hill Partners IV Investment Management, LLC ("THP IM") is the general partner of THP IV. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV.
F3	Shares held directly by THP IV Affiliates Fund, LLC ("THP IV AFF"). THP IM is the manager of of THP IV AFF. THPMC is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV AFF.