Stephen Gunstream - Jun 24, 2021 Form 3 Insider Report for Alpha Teknova, Inc. (TKNO)

Role
President and Chief Executive Officer Exhibit List Exhibit 24 - Power of Attorney, Director
Signature
/s/ Damon A. Terrill, Attorney-in-Fact for Stephen Gunstream
Stock symbol
TKNO
Transactions as of
Jun 24, 2021
Transactions value $
$0
Form type
3
Date filed
6/24/2021, 09:33 PM
Next filing
Feb 17, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TKNO Employee Stock Option (Right to buy) Jun 24, 2021 Common Stock 927K $0.84 Direct F1, F2
holding TKNO Employee Stock Option (Right to buy) Jun 24, 2021 Common Stock 232K $0.84 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option became exercisable as to 1/4th of the original number of shares subject to the option on December 16, 2020, and 1/48th of the original number of shares subject to the option have vested and shall vest on a monthly basis thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
F2 Reflects a 1.8746-for-1 forward stock split which was effected on June 17, 2021.
F3 The option will vest in 48 equal monthly installments commencing on the date upon which the Issuer's registration statement on Form S-1 is declared effective by the SEC.

Remarks:

President and Chief Executive Officer Exhibit List Exhibit 24 - Power of Attorney