Stacey M. Stevens - 21 Jun 2021 Form 4 Insider Report for ICAD INC (ICAD)

Role
President
Signature
/s/ Stacey M. Stevens
Issuer symbol
ICAD
Transactions as of
21 Jun 2021
Net transactions value
-$281,592
Form type
4
Filing time
23 Jun 2021, 18:44:25 UTC
Next filing
06 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICAD Common Stock Sale $48,474 -2,690 -1.8% $18.02 149,098 21 Jun 2021 Direct F1, F2, F3
transaction ICAD Common Stock Sale $116,698 -6,476 -4.3% $18.02 142,622 21 Jun 2021 Direct F2, F3
transaction ICAD Common Stock Options Exercise $1,570 +235 +0.16% $6.68 142,857 21 Jun 2021 Direct
transaction ICAD Common Stock Sale $4,328 -236 -0.17% $18.34 142,621 21 Jun 2021 Direct F2, F3
transaction ICAD Common Stock Options Exercise $36,499 +8,333 +5.8% $4.38 150,954 21 Jun 2021 Direct
transaction ICAD Common Stock Sale $150,161 -8,333 -5.5% $18.02 142,621 21 Jun 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICAD Employee Stock Option (right to buy) Options Exercise $0 -235 -100% $0.000000* 0 21 Jun 2021 Common Stock 235 $6.68 Direct
transaction ICAD Employee Stock Option (right to buy) Options Exercise $0 -8,333 -100% $0.000000* 0 21 Jun 2021 Common Stock 8,333 $4.38 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares sold by the Reporting Person in broker-assisted "sell-to-cover" transactions, to cover tax withholding obligations in connection with the vesting of restricted shares, granted to the Reporting Person under the Issuer's 2016 Stock Incentive Plan.
F2 Represents shares sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F3 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.76 to $18.38 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on June 21, 2021.