John J. Gauthier - Jun 18, 2021 Form 4 Insider Report for LiveVox Holdings, Inc. (LVOX)

Role
Former Director
Signature
/s/ George P. Hawley, as attorney-in-fact
Stock symbol
LVOX
Transactions as of
Jun 18, 2021
Transactions value $
$0
Form type
4
Date filed
6/22/2021, 04:01 PM
Previous filing
May 20, 2021
Next filing
May 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LVOX Class A common stock Conversion of derivative security +25K 25K Jun 18, 2021 Direct F1
transaction LVOX Class A common stock Disposed to Issuer -18.8K -75% 6.25K Jun 18, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LVOX Class F common stock Conversion of derivative security -25K -100% 0 Jun 18, 2021 Class A common stock 25K Direct F1
transaction LVOX Lock-up Shares Award +18.8K 18.8K Jun 18, 2021 Class A common stock 18.8K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

John J. Gauthier is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, and (ii) Mr. Gauthier placed 18,750 of such shares into escrow with such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50 per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled.

Remarks:

The reporting peron's status as a director ceased on June 18, 2021.