Mark Attanasio - Jun 18, 2021 Form 4 Insider Report for LiveVox Holdings, Inc. (LVOX)

Role
Former 10% Owner
Signature
/s/ George P. Hawley, as attorney-in-fact
Stock symbol
LVOX
Transactions as of
Jun 18, 2021
Transactions value $
$0
Form type
4
Date filed
6/22/2021, 04:00 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LVOX Class A common stock Conversion of derivative security +3.25M 3.25M Jun 18, 2021 By CFI Sponsor LLC F1, F2
transaction LVOX Class A common stock Disposed to Issuer -2.49M -76.54% 763K Jun 18, 2021 By CFI Sponsor LLC F1, F2
transaction LVOX Class A common stock Purchase +859K 859K Jun 18, 2021 By Crescent Capital Group Holdings LP F3
transaction LVOX Class A common stock Purchase +250K 250K Jun 18, 2021 By MA Crescent Holdings, LLC F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LVOX Class F common stock Disposed to Issuer -2.93M -47.37% 3.25M Jun 18, 2021 Class A common stock 2.93M By CFI Sponsor LLC F1, F2
transaction LVOX Class F common stock Conversion of derivative security -3.25M -100% 0 Jun 18, 2021 Class A common stock 3.25M By CFI Sponsor LLC F1, F2
transaction LVOX Lock-up Shares Award +2.49M 2.49M Jun 18, 2021 Class A common stock 2.49M By CFI Sponsor LLC F1, F2
transaction LVOX Warrant (Right to Buy) Purchase +286K 286K Jun 18, 2021 Class A common stock 286K $11.50 By Crescent Capital Group Holdings LP F3
transaction LVOX Warrant (Right to Buy) Purchase +83.3K 83.3K Jun 18, 2021 Class A common stock 83.3K $11.50 By MA Crescent Holdings, LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Mark Attanasio is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 CCGH Legacy Assets, LLC, Beyer Family Interests LLC and TSJD Family LLC are managing members of CFI Sponsor LLC. CCGH Legacy Assets, LLC delegated any of its voting and investment power over the issuer's securities to Mark Attanasio and Jean-Marc Chapus. Robert B. Beyer is a managing member of Beyer Family Interests LLC. Todd M. Purdy is a managing member of TSJD Family LLC. As such, each of Beyer Family Interests LLC, TSJD Fmaily LLC and Messrs. Attanasio, Chapus, Beyer and Purdy may be deemed to have or share beneficial ownership of the shares held directly by CFI Sponsor LLC. Each of the foregoing disclaims beneficial ownership of the shares held by CFI Sponsor LLC, except to the extent of respective pecuniary interest therein.
F2 On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled.
F3 On June 18, 2021, Crescent Capital Group Holdings LP purchased 859,000 shares of Class A common stock of the issuer and 286,335 redeemable warrants of the issuer, each warrant exercisable to purchase one share of Class A common stock, for an aggregate purchase price of $8,590,000. Mark Attanasio and Jean-Marc Chapus are the managing members of the general partner of Crescent Capital Group Holdings LP and, as such, may be deemed to have or share beneficial ownership of the securities held directly by Crescent Capital Group Holdings LP. Each of Messrs. Attanasio and Chapus disclaims beneficial ownership of the securities held by Crescent Capital Group Holdings LP except to the extent of respective pecuniary interest therein.
F4 On June 18, 2021, MA Crescent Holdings, LLC purchased 250,000 shares of Class A common stock of the issuer and 83,333 redeemable warrants of the issuer, each warrant exercisable to purchase one share of Class A common stock, for an aggregate purchase price of $2,500,000. Mark Attansio is the managing member of MA Crescent Holdings, LLC and, as such, may be deemed to have or share beneficial ownership of the securities held directly by MA Crescent Holdings, LLC. Mr. Attanasio disclaims beneficial ownership of the securities held by MA Crescent Holdings, LLC except to the extent of pecuniary interest therein.

Remarks:

This reporting person's status as a 10% owner ceased on June 18, 2021.