Key facts
- This page summarizes David A. Steinberg's Form 4 filing for Zeta Global Holdings Corp. (ZETA).
- 2 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 15 Jun 2021, 19:49.
David A. Steinberg - 14 Jun 2021 Form 4 Insider Report for Zeta Global Holdings Corp. (ZETA)
- Reporting relationship
- Chief Executive Officer, Director, 10%+ Owner
- Issuer ticker
- ZETA
- Reported as of
- 14 Jun 2021
- Net transaction value
- -$23,076,920
- SEC form
- 4
- Accepted by SEC
- 15 Jun 2021, 19:49:53 UTC
- Prior SEC filing
- 09 Jun 2021
- Next SEC filing
- 20 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- ACI Investment Partners, LLC, /s/ David A. Steinberg, Managing Member
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David A. Steinberg filed Form 4 for Zeta Global Holdings Corp. (ZETA) on 15 Jun 2021.
Change
- Previous filing in this sequence was filed on 09 Jun 2021.
- Current net transaction value: -$23,076,920.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ZETA
transaction
Derivative
Class B Common Stock
Award
- Transaction value
- $0
- Shares
- +700,000
- Change %
- +2.3%
- Price
- $0.000000
- Shares after
- 31,272,357
- Date
- 14 Jun 2021
- Ownership
- By ACI Investment Partners, LLC
- Underlying class
- Class A Common Stock
- Underlying amount
- 700,000
- Exercise price
- Footnotes
- F1, F2, F3
ZETA
transaction
Derivative
Class B Common Stock
Disposed to Issuer
- Transaction value
- $23,076,920
- Shares
- -2,307,692
- Change %
- -7.4%
- Price
- $10.00
- Shares after
- 28,964,665
- Date
- 14 Jun 2021
- Ownership
- By ACI Investment Partners, LLC
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,307,692
- Exercise price
- Footnotes
- F1, F3, F4
ZETA
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,282,862
- Date
- 14 Jun 2021
- Ownership
- By IAC Investment Company IX, LLC
- Underlying class
- Class A Common Stock
- Underlying amount
- 8,282,862
- Exercise price
- Footnotes
- F1, F5
ZETA
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,337
- Date
- 14 Jun 2021
- Ownership
- By CAIVIS Acquisition Corp. II
- Underlying class
- Class A Common Stock
- Underlying amount
- 15,337
- Exercise price
- Footnotes
- F1, F6
ZETA
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 194,601
- Date
- 14 Jun 2021
- Ownership
- By Kica Investments LLC
- Underlying class
- Class A Common Stock
- Underlying amount
- 194,601
- Exercise price
- Footnotes
- F1, F7
ZETA
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 398,630
- Date
- 14 Jun 2021
- Ownership
- By Family Trusts
- Underlying class
- Class A Common Stock
- Underlying amount
- 398,630
- Exercise price
- Footnotes
- F1, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.
Footnote F2
Represents an award of restricted Class B common stock. The restricted Class B common stock vests in sixteen quarterly installments beginning one year after the closing of the Issuer's initial public offering and does not expire.
Footnote F3
Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by AMI except to the extent of his pecuniary interest therein, if any.
Footnote F4
Represents a disposition to the Issuer of 540,000 shares of restricted Class B common stock and 1,767,692 shares of Class B common stock.
Footnote F5
Securities held directly by IAC Investment Company IX, LLC ("IAC"). Mr. Steinberg is the managing member of IAC. Mr. Steinberg disclaims beneficial ownership of the shares held directly by IAC except to the extent of his pecuniary interest therein, if any.
Footnote F6
Securities held direcly by CAIVIS Acquisition Corp. II ("CAIVIS"), which is a wholly owned subsidiary of CAIVIS Investment Company V, LLC, of which Mr. Steinberg is the majority sharheholder.
Footnote F7
Securities held directly by Kica Investments LLC ("Kica"), of which Mr. Steinberg is managing member. Mr. Steinberg disclaims beneficial ownership of the shares held directly by Kica except to the extent of his pecuniary interest therein, if any.
Footnote F8
Mr. Steinberg is co-trustee of each family trust and as a result may be deemed to share beneficial ownership of the securities held of record by each trust to the extent of his pecuniary interest therein, if any.