Helen Riley - Jun 11, 2021 Form 4 Insider Report for Marqeta, Inc. (MQ)

Role: Director
Signature: /s/ Seth Weissman, Attorney-in-Fact
Stock symbol: MQ
Transactions as of: Jun 11, 2021
Transactions value $: $0
Form type: 4
Date filed: 6/15/2021, 06:08 PM
Previous filing: Jun 11, 2021
Next filing: Sep 3, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MQ	Stock Option (Right to Buy)	Other	$0	-600K	-100%	$0.00^*	0	Jun 11, 2021	Common Stock	600K	$2.25	Direct	F1, F2
transaction	MQ	Stock Option (Right to Buy)	Other	$0	+600K		$0.00	600K	Jun 11, 2021	Class B Common Stock	600K	$2.25	Direct	F1, F2, F3

Showing 1 to 2 of 2 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3.
F2	The stock option vests in four annual installments after May 14, 2020, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person.
F3	Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.