Carlyle Group Management L.L.C. - 10 Jun 2021 Form 4 Insider Report for CoreSite Realty Corp

Role
10%+ Owner
Signature
Carlyle Group Management L.L.C., By: /s/ Anne Frederick, Attorney-in-fact for Curtis L. Buser, Chief Financial Officer
Issuer symbol
N/A
Transactions as of
10 Jun 2021
Net transactions value
-$162,240,000
Form type
4
Filing time
14 Jun 2021, 16:58:34 UTC
Next filing
22 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COR Common Stock Options Exercise +1,200,000 1,200,000 10 Jun 2021 See footnotes F1, F2, F3, F4
transaction COR Common Stock Sale $162,240,000 -1,200,000 -100% $135.20 0 10 Jun 2021 See footnotes F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COR Operating Partnership Units Options Exercise -1,200,000 -20% 4,675,218 10 Jun 2021 Common Stock 1,200,000 See footnotes F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Carlyle Group Management L.L.C. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The operating partnership units are redeemable at any time for cash or, at the election of the Issuer, exchangeable for shares of common stock on a one-for-one basis, and have no expiration date.
F2 Following the transaction reported herein, the common units are held by CoreSite CRP V Holdings, LLC.
F3 Following an internal reorganization and by reason of the relationships described below, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
F4 Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on NASDAQ. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the sole member of Carlyle Realty V GP, L.L.C., which is the general partner of Carlyle Realty V, L.P., which is the manager of CoreSite CRP V Holdings, LLC

Remarks:

Due to the limitations of the electronic filing system Carlyle Realty V GP, L.L.C., Carlyle Realty V, L.P. and CoreSite CRP V Holdings, LLC are filing a separate Form 4.