Dustin Norris - Jun 9, 2021 Form 4 Insider Report for NexPoint Strategic Opportunities Fund (NXDT)

Signature
/s/ Dustin Norris
Stock symbol
NXDT
Transactions as of
Jun 9, 2021
Transactions value $
$0
Form type
4
Date filed
6/10/2021, 04:45 PM
Next filing
Jun 17, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NXDT Contingent Bonus Award Other $0 +43.4K $0.00 43.4K Jun 9, 2021 Common Stock 43.4K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on June 9, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated.