William Landman - Jun 9, 2021 Form 3 Insider Report for Zeta Global Holdings Corp. (ZETA)

Role
Director
Signature
William Landman, /s/ Kristina Agassi, Attorney-in-fact
Stock symbol
ZETA
Transactions as of
Jun 9, 2021
Transactions value $
$0
Form type
3
Date filed
6/9/2021, 06:24 PM
Next filing
Jun 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ZETA Class A Common Stock 10.5M Jun 9, 2021 By CMS Platinum Fund, L.P. F1, F2
holding ZETA Class A Common Stock 50K Jun 9, 2021 By Mainline Special Opportunities Fund, LP F3
holding ZETA Class A Common Stock 405K Jun 9, 2021 By CMS/CAIVIS Partners F4
holding ZETA Class A Common Stock 607K Jun 9, 2021 By Spouse F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 200,000 shares of restricted Class A common stock. Each share of restricted stock entitles the holder to receive one share of Class A Common Stock. The restricted stock vests in eight quarterly installments beginning one year after the closing of the Issuer's initial public offering and does not expire.
F2 Securities held directly by CMS Platinum Fund, L.P. ("CMS"), of which MSPS Platinum, Inc. ("CMS GP") is the general partner. William Landman is the senior managing director of CMS GP. Each of CMS GP and Mr. Landman disclaims beneficial ownership of the shares held directly by CMS except to the extent of their pecuniary interest therein, if any.
F3 Shares held directly by Mainline Special Opportunities Fund, LP ("Mainline"), of which Mr. Landman is the managing member. Mr. Landman disclaims beneficial ownership of the shares held directly by Mainline except to the extent of his pecuniary interest therein, if any.
F4 Shares held directly by CMS/CAIVIS Partners, of which Mr. Landman is the general partner. Mr. Landman disclaims beneficial ownership of the shares held directly by CMS/CAIVIS Partners except to the extent of his pecuniary interest therein, if any.
F5 Includes 601,168 shares of restricted Class A common stock. Each share of restricted stock entitles the holder to receive one share of Class A Common Stock. The restricted stock vests in eight quarterly installments beginning one year after the closing of the Issuer's initial public offering and does not expire.

Remarks:

Exhibit 24 - Power of Attorney.