Bo Tan - Jun 8, 2021 Form 3 Insider Report for Summit Healthcare Acquisition Corp. (SMIHU)

Role
Chief Executive Officer and Co-Chief Investment Officer, Director, 10%+ Owner
Signature
/S/ Bo Tan
Stock symbol
SMIHU
Transactions as of
Jun 8, 2021
Transactions value $
$0
Form type
3
Date filed
6/8/2021, 07:58 PM
Next filing
Mar 21, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMIHU Class B ordinary shares Jun 8, 2021 Class A ordinary shares 6.05M See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As described in the issuer's registration statement on Form S-1 (File No. 333- 255722) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2 Summit Healthcare Acquisition Sponsor LLC is the record holder of the shares reported herein. Bo Tan is one of the managers of Summit Healthcare Acquisition Sponsor LLC and has voting and investment discretion with respect to the ordinary shares held of record by Summit Healthcare Acquisition Sponsor LLC.

Remarks:

Chief Executive Officer and Co-Chief Investment Officer