| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EMN | Common Stock | Options Exercise | $410,834 | +6,305 | +17% | $65.16 | 42,701 | 01 Jun 2021 | Direct | F1 |
| transaction | EMN | Common Stock | Sale | $819,839 | -6,305 | -15% | $130.03 | 36,396 | 01 Jun 2021 | Direct | F1, F2 |
| holding | EMN | Common Stock | 1,043 | 01 Jun 2021 | By ESOP | ||||||
| holding | EMN | Common Stock | 922 | 01 Jun 2021 | By 401(k) Plan | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EMN | Employee Stock Option (right to buy) | Options Exercise | $0 | -6,305 | -100% | $0.000000* | 0 | 01 Jun 2021 | Common Stock | 6,305 | $65.16 | Direct |
| Id | Content |
|---|---|
| F1 | The option exercise and stock sale reported in this Form 4 was effected pursusant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker on February 12, 2021. |
| F2 | Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $130.00 to $130.05. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2). |
| F3 | Includes 1 share acquired since May 17, 2021 resulting from automatic reinvestment of dividends. |