David Arkowitz - 01 Jun 2021 Form 4 Insider Report for Seres Therapeutics, Inc. (MCRB)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Jun 2021, 21:25:15 UTC
Prior SEC filing
12 May 2021
Next SEC filing
04 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s//Thomas J. DesRosier, Attorney-in-Fact for David Arkowitz

Key filing fact

David Arkowitz filed Form 4 for Seres Therapeutics, Inc. (MCRB) on 01 Jun 2021.

Key facts

  • This page summarizes David Arkowitz's Form 4 filing for Seres Therapeutics, Inc. (MCRB).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 01 Jun 2021, 21:25.

Change

  • Previous filing in this sequence was filed on 12 May 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MCRB transaction Derivative

Stock Options (right to buy)

Award

Transaction value
$0
Shares
+270,000
Change %
Price
$0.000000
Shares after
270,000
Date
01 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
270,000
Exercise price
$20.19
Footnotes
F1
MCRB transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+5,000
Change %
Price
$0.000000
Shares after
5,000
Date
01 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,000
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

This option will vest and become exercisable as to 25% of the shares on June 1, 2022. The remainder of the shares will vest and become exercisable in 12 equal quarterly installments thereafter.

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Footnote F3

100% of the restricted stock units will vest and settle on June 15, 2022. The restricted stock units have no expiration date.

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