Franz Walt - 24 May 2021 Form 4 Insider Report for Quotient Ltd

Role
Officer
Signature
/s/ Franz Walt, by So Yeon Kim his attorney in fact
Issuer symbol
N/A
Transactions as of
24 May 2021
Net transactions value
$0
Form type
4
Filing time
25 May 2021, 16:05:38 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QTNT Ordinary Shares Options Exercise +7,645 +1.8% 422,554 24 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QTNT Restricted Stock Units Options Exercise $0 -7,645 -100% $0.000000* 0 24 May 2021 Ordinary Shares 7,645 Direct F1, F8
holding QTNT Ordinary Share Option(Right to Buy) 22,676 24 May 2021 Ordinary Shares 22,676 $4.41 Direct F2
holding QTNT Ordinary Share Option(Right to Buy) 30,000 24 May 2021 Ordinary Shares 30,000 $4.71 Direct F3
holding QTNT Ordinary Share Option(Right to Buy) 45,872 24 May 2021 Ordinary Shares 45,872 $6.54 Direct F4
holding QTNT Ordinary Share Option(Right to Buy) 70,000 24 May 2021 Ordinary Shares 70,000 $7.54 Direct F5
holding QTNT Ordinary Share Option(Right to Buy) 28,517 24 May 2021 Ordinary Shares 28,517 $10.52 Direct F6
holding QTNT Ordinary Share Option(Right to Buy) 60,438 24 May 2021 Ordinary Shares 60,438 $7.69 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert into ordinary shares on a one-for-one basis.
F2 All 22,676 options have vested and remain exercisable.
F3 All 30,000 options have vested and remain exercisable.
F4 All 45,872 options have vested and remain exercisable.
F5 All 70,000 options have vested and remain exercisable.
F6 All of the options have vested and remain exercisable.
F7 All of the options have vested and remain exercisable.
F8 On May 24, 2020, the Reporting Person was granted 91,743 Restricted Stock Units. All 91,743 Restricted Stock Units have vested and have been excercised.

Remarks:

The Reporting Person resigned from his positions as Chief Executive Officer and director of the board of the Issuer, effective as of April 1, 2021, and served as an executive employee of the Issuer until he retired on May 24, 2021.