Caley Castelein - May 18, 2021 Form 4 Insider Report for ViewRay, Inc. (VRAYQ)

Role
Director
Signature
/s/ Caley Castelein
Stock symbol
VRAYQ
Transactions as of
May 18, 2021
Transactions value $
$301,125
Form type
4
Date filed
5/20/2021, 06:54 PM
Next filing
Jun 16, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VRAYQ Warrant (right to buy) Purchase $222K +74.1K +258.82% $2.99* 103K May 18, 2021 Common Stock 74.1K $2.95 See Footnote F1
transaction VRAYQ Warrant (right to buy) Purchase $79.5K +28.7K +258.8% $2.77* 39.8K May 18, 2021 Common Stock 28.7K $3.17 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 28,636 warrants held directly by the reporting person and 74,117 warrants held by KVP Capital, LP, an entity controlled by Mr. Castelein. Mr. Castelein disclaims beneficial ownership of the securities held by KVP Capital, except to the extent of his pecuniary interest therein.
F2 Represents 11,092 warrants held directly by the reporting person and 28,706 warrants held by KVP Capital, LP. Mr. Castelein disclaims beneficial ownership of the securities held by KVP Capital, except to the extent of his pecuniary interest therein.