Caley Castelein - 18 May 2021 Form 4 Insider Report for ViewRay, Inc.

Role
Director
Signature
/s/ Caley Castelein
Issuer symbol
N/A
Transactions as of
18 May 2021
Net transactions value
+$301,125
Form type
4
Filing time
20 May 2021, 18:54:04 UTC
Next filing
16 Jun 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VRAYQ Warrant (right to buy) Purchase $221,610 +74,117 +259% $2.99* 102,753 18 May 2021 Common Stock 74,117 $2.95 See Footnote F1
transaction VRAYQ Warrant (right to buy) Purchase $79,516 +28,706 +259% $2.77* 39,798 18 May 2021 Common Stock 28,706 $3.17 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 28,636 warrants held directly by the reporting person and 74,117 warrants held by KVP Capital, LP, an entity controlled by Mr. Castelein. Mr. Castelein disclaims beneficial ownership of the securities held by KVP Capital, except to the extent of his pecuniary interest therein.
F2 Represents 11,092 warrants held directly by the reporting person and 28,706 warrants held by KVP Capital, LP. Mr. Castelein disclaims beneficial ownership of the securities held by KVP Capital, except to the extent of his pecuniary interest therein.