S. Kent Rockwell - 12 May 2021 Form 4/A - Amendment Insider Report for ExOne Co

Role: Director, 10%+ Owner
Signature: /s/ Loretta L. Benec, attorney-in-fact for S. Kent Rockwell
Issuer symbol: N/A
Transactions as of: 12 May 2021
Net transactions value: $0
Form type: 4/A - Amendment
Filing time: 20 May 2021, 17:24:05 UTC
Date Of Original Report: 20 May 2021
Next filing: 16 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	XONE	Common Stock, par value $0.01	Award	$0	+5,000	+14%	$0.000000	40,000	12 May 2021	Direct	F1
transaction	XONE	Common Stock, par value $0.01	Gift	$0	-57,562	-1.4%	$0.000000	4,175,493	16 Mar 2021	See Footnote	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Grant of restricted stock under The ExOne Company 2013 Equity Incentive Plan. 100% of the restricted stock vests on May 11, 2022.
F2	Mr. Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc., which is the record holder of the listed shares.

Remarks:

This Form 4/A corrects the number of shares of restricted stock granted on May 12, 2021 and voluntarily reports early a gift of shares beneficially owned by the reporting person.