| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KODK | Common Stock | Options Exercise | +2.45K | +1.24% | 199K | May 18, 2021 | See Footnotes | F1, F2, F3, F4, F6, F7, F8, F9 | ||
| transaction | KODK | Common Stock | Options Exercise | +2.45K | +0.3% | 805K | May 18, 2021 | See Footnotes | F1, F2, F3, F5, F6, F7, F8, F9 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KODK | Restricted Stock Units | Options Exercise | $0 | -2.45K | -100% | $0.00* | 0 | May 18, 2021 | Common Stock | 2.45K | See Footnotes | F1, F2, F3, F4, F6, F7, F8, F9 | |
| transaction | KODK | Restricted Stock Units | Options Exercise | $0 | -2.45K | -100% | $0.00* | 0 | May 18, 2021 | Common Stock | 2.45K | See Footnotes | F1, F2, F3, F5, F6, F7, F8, F9 | |
| transaction | KODK | Restricted Stock Units | Award | $0 | +10K | $0.00 | 10K | May 19, 2021 | Common Stock | 10K | See Footnotes | F4, F6, F7, F8, F9, F10, F11, F12 | ||
| transaction | KODK | Restricted Stock Units | Award | $0 | +10K | $0.00 | 10K | May 19, 2021 | Common Stock | 10K | See Footnotes | F5, F6, F7, F8, F9, F10, F11, F12 |
| Id | Content |
|---|---|
| F1 | On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). |
| F2 | (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. |
| F3 | The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. |
| F4 | Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. |
| F5 | Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. |
| F6 | Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. |
| F7 | (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. |
| F8 | (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. |
| F9 | For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| F10 | On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. |
| F11 | (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. |
| F12 | The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. |
Due to limitations of the electronic filing system, certain of the reporting persons, including Kennedy Lewis Management LP, Kennedy Lewis Capital Partners Master Fund LP, Kennedy Lewis GP LLC, Kennedy Lewis Investment Holdings LLC, Kennedy Lewis Capital Partners Master Fund II LP, Kennedy Lewis GP II LLC, and Kennedy Lewis Investment Holdings II LLC, are filing a separate Form 4. Darren Richman, a managing member of each of Kennedy Lewis Investment Management LLC, Kennedy Lewis Investment Holdings LLC, and Kennedy Lewis Investment Holdings II LLC, serves on the Board of Directors of Eastman Kodak Company (the "Issuer"). By virtue of their representation on the Board of Directors of the Issuer, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of the reporting persons other than Mr. Richman are deemed directors by deputization of the Issuer.