S. Kent Rockwell - 12 May 2021 Form 4 Insider Report for ExOne Co

Role
Director, 10%+ Owner
Signature
/s/ Loretta L. Benec, attorney-in-fact for S. Kent Rockwell
Issuer symbol
N/A
Transactions as of
12 May 2021
Net transactions value
$0
Form type
4
Filing time
14 May 2021, 16:54:51 UTC
Next filing
16 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XONE Common Stock, par value $0.01 Award $0 +4,958 +14% $0.000000 39,958 12 May 2021 Direct F1
holding XONE Common Stock, par value $0.01 4,233,055 12 May 2021 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock under The ExOne Company 2013 Equity Incentive Plan. 100% of the restricted stock vests on May 11, 2022.
F2 Mr. Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc., which is the record holder of the listed shares.