S. Kent Rockwell - May 12, 2021 Form 4 Insider Report for ExOne Co (XONE)

Role
Director, 10%+ Owner
Signature
/s/ Loretta L. Benec, attorney-in-fact for S. Kent Rockwell
Stock symbol
XONE
Transactions as of
May 12, 2021
Transactions value $
$0
Form type
4
Date filed
5/14/2021, 04:54 PM
Next filing
Nov 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XONE Common Stock, par value $0.01 Award $0 +4.96K +14.17% $0.00 40K May 12, 2021 Direct F1
holding XONE Common Stock, par value $0.01 4.23M May 12, 2021 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock under The ExOne Company 2013 Equity Incentive Plan. 100% of the restricted stock vests on May 11, 2022.
F2 Mr. Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc., which is the record holder of the listed shares.