Scott King V - 13 May 2021 Form 4 Insider Report for EASTMAN CHEMICAL CO (EMN)

Role: CAO & Controller
Signature: Brian L. Henry, by Power of Attorney
Issuer symbol: EMN
Transactions as of: 13 May 2021
Net transactions value: -$1,208,853
Form type: 4
Filing time: 14 May 2021, 12:17:00 UTC
Next filing: 03 Jun 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EMN	Common Stock	Sale	$835,002	-6,627	-46%	$126.00	7,827	13 May 2021	Direct
transaction	EMN	Common Stock	Options Exercise	$188,769	+2,897	+37%	$65.16	10,724	13 May 2021	Direct
transaction	EMN	Common Stock	Sale	$365,022	-2,897	-27%	$126.00	7,827	13 May 2021	Direct
transaction	EMN	Common Stock	Options Exercise	$188,467	+3,064	+39%	$61.51	10,891	13 May 2021	Direct
transaction	EMN	Common Stock	Sale	$386,064	-3,064	-28%	$126.00	7,827	13 May 2021	Direct
holding	EMN	Common Stock						45	13 May 2021	By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	EMN	Employee Stock Option (right to buy)	Options Exercise	$0	-2,897	-100%	$0.000000^*	0	13 May 2021	Common Stock	2,897	$65.16	Direct
transaction	EMN	Employee Stock Option (right to buy)	Options Exercise	$0	-3,064	-33%	$0.000000	6,128	13 May 2021	Common Stock	3,064	$61.51	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	One-third of the option became exercisable on February 28, 2021 and one-third of the option becomes exercisable on February 28, 2022 and February 28, 2023, respectively.