Scott V. King - May 13, 2021 Form 4 Insider Report for EASTMAN CHEMICAL CO (EMN)

Role
CAO & Controller
Signature
Brian L. Henry, by Power of Attorney
Stock symbol
EMN
Transactions as of
May 13, 2021
Transactions value $
-$1,208,853
Form type
4
Date filed
5/14/2021, 12:17 PM
Next filing
Jun 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMN Common Stock Sale -$835K -6.63K -45.85% $126.00 7.83K May 13, 2021 Direct
transaction EMN Common Stock Options Exercise $189K +2.9K +37.01% $65.16 10.7K May 13, 2021 Direct
transaction EMN Common Stock Sale -$365K -2.9K -27.01% $126.00 7.83K May 13, 2021 Direct
transaction EMN Common Stock Options Exercise $188K +3.06K +39.15% $61.51 10.9K May 13, 2021 Direct
transaction EMN Common Stock Sale -$386K -3.06K -28.13% $126.00 7.83K May 13, 2021 Direct
holding EMN Common Stock 45 May 13, 2021 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMN Employee Stock Option (right to buy) Options Exercise $0 -2.9K -100% $0.00* 0 May 13, 2021 Common Stock 2.9K $65.16 Direct
transaction EMN Employee Stock Option (right to buy) Options Exercise $0 -3.06K -33.33% $0.00 6.13K May 13, 2021 Common Stock 3.06K $61.51 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third of the option became exercisable on February 28, 2021 and one-third of the option becomes exercisable on February 28, 2022 and February 28, 2023, respectively.